Risk-Focused Compliance Management.
Garcia Risk Management, Inc. provides cost-effective risk-focused compliance management support services to community financial institutions.
Outsourced Compliance Services
President/Owner has formed a highly productive team with complementary talents, experience, and skills in community banking and compliance regulation. She is a California Bankers’ Association Compliance Graduate, a NACHA Accredited Payments Risk Professional, and has ABA certifications: Certified Regulatory Compliance Manager, Certified Enterprise Risk Professional, and Certified Anti-Money Laundering & Fraud Professional.
Former FDIC Bank Examiner has also worked in software development in testing, business system analysis, project management, and as a technical writer for regulatory agencies and financial technology providers. She has a BBA in Accounting from Texas Tech University, an MS in Computer Science from Marymount University, and is an ABA Certified Enterprise Risk Professional.
Banking professional with over thirty years of experience in external audit, management, and loss prevention, focusing on Branch and Central Operations, Human Resources, Electronic Banking, Remote Deposit Capture, Mobile Banking, ACH, and Deposit Compliance Regulations, including the Bank Secrecy Act. She takes pride in developing long-term client relationships and delivering an exceptional audit product.